Ongoing Services

SERVICERECOMMENDED
FREQUENCY

INVESTMENT MANAGEMENT

  • Comprehensive plan reviewAnnual
  • Review investment policy statementAnnual
  • Review investment menu performanceQuarterly
  • Refine investment menuAs needed

FIDUCIARY RISK MANAGEMENT

  • Review 404(c) complianceAnnual
  • Assess fidelity bondingAnnual
  • Assess Fiduciary liability insuranceAnnual
  • Fee and Expense ReviewAnnual
  • Service Provider ReviewAs needed

EMPLOYEE EDUCATION

  • Assess current employee education programAnnual
  • Implement changes to education programmAs needed
  • In-person group education meetings including re-enrollmentSemiannually
  • Targeted group education meetingsSemiannually
  • Limited one-on-one support via phone

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