What We Need To Proceed

  • Recent 401K Statement

    This will show the total balance and the balance per investment. The statement will allow us to do a cost analysis that will determine how much you are currently paying for your plan.

  • What We Need To Proceed

    This will show the total balance and the balance per investment. The statement will allow us to do a cost analysis that will determine how much you are currently paying for your plan.

  • Investment lineup in the plan

    This should show both the investments you currently use and the investments offered in your 401K platform. This will let us determine if there are any gaps in the investments. It will also allow us to find a matching, and perhaps, a broader investment menu.

  • Plan Document

    This will tell us what rules your company follows and helps us find a provider that suits your company's needs.

  • Investment Policy Statement

    Though the law does not require a 401K plan to have an investment policy, The Department of Labor is asking for this more often for risk assessment purposes. We will help your company establish a dynamic investment policy that suites today's investment world.

  • Employee Census

    Providing this document will allow us to check if your company can benefit from the New Comparability option. If your company qualifies, it will allow the business owners and HCE( highly compensated employees) to maximize contributions while minimizing the total cost of employee contributions.

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